(All the Dates without Calender should be entered without Delimiters)
I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it.
Seal/Stamp of the intermediary should contain Staff Name Designation Name of the Organization Signature Date
PEP:Politically Exposed Person RPEP:Related to Politically Exposed Person
# If, in future, the client wants to trade on any new segment / new exchange, separate authorization / letter should be taken from the client by the stock broker
If Nominee is a minor, details of Guardian:
1. I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it. 2. I/We confirm having read/been explained and understood the contents of the document on policy and procedures of the stock broker and the tariff sheet. 3. I/We further confirm having read and understood the contents of the 'Rights and Obligations' document(s) and 'Risk Disclosure Document'. I/We do hereby agree to be bound by such provisions as outlined in these documents. I/We have also been informed that the standard set of documents has been displayed for Information on stock broker's designated website, if any.
I/We undertake that we have made the client aware of 'Policy and Procedures', tariff sheet and all the nonmandatory documents. I/We have also made the client aware of 'Rights and Obligations' document (s), RDD and Guidance Note. I/We have given/sent him a copy of all the KYC documents. I/We undertake that any change in the 'Policy and Procedures', tariff sheet and all the nonmandatory documents would be duly intimated to the clients. I/We also undertake that any change in the 'Rights and Obligations' andRDDwould be made available on my/our website, if any, for the information of the clients.
(To be filled by the applicant in BLOCK LETTERS in English)
I/We request you to open a demat account in my/our name as per following details :-
In case of Firms, Association of Persons (AOP), Partnership Firm, Unregistered Trust, etc., although the account is opened in the name of the natural persons, the name of the Firm, Association of Persons (AOP), Partnership Firm, Unregistered Trust, etc., should be mentioned above.
Clearing Member Details (To be filled by CMs only)
(i) Photocopy of the cancelled cheque having the name of the account holder where the cheque book is issued, (or) (ii) Photocopy of the Bank Statement having name and address of the BO (iii) Photocopy of the passbook having name and address of the BO, (or) (iv) Letter from the Bank * In case of option (ii), (iii) and (iv) above, MICR code of the branch should be present / mentioned on the document.
I / We have ‘‘received and read the document of Rights and obligation of BO-OP’’ (DP-CM agreement for BSE clearing member Accounts) including the schedules thereto and the terms & conditions and agree to abide by and be bound by the same and by the Bye Laws as are in force from time to time. I / We declare that the particulars given by me / us above are true and to the best of my / our knowledge as on the date of making this application. I / We further agree that any false / misleading information given by me / us or suppression of any material information will render my account liable for termination and suitable action)
(In Case of more authorised signatories, please add annexure)
(Signatures should be preferably in black ink)
Depository Participant Seal and Signature
To, M/s. Sunidhi Securities & Finance Ltd. Kalpataru Inspire, Unit1, 8th Floor, Opp. Grand Hyatt Hotel, Santacruz (East), Mumbai - 400 055 Dear Sir,
Have demat account with your company. I / We are also your client (s) in Cash / Derivatives segments of your company. My / our Client id is I / We hereby instruct you to adjust my / our DP charges against credit in my / our account in Cash Segment or Derivatives Segments of your company towards recovery of DP chages. These standing instructions are valid from the date the demat account is opened at your end to the day of closure of demat account.
Thanking You,
Yours Faithfully,
Rubber Stamp (If applicable)
Date: To, Sunidhi Securities & Finance Ltd. Kalpataru Inspire, Unit1, 8th Floor, Opp. Grand Hyatt Hotel, Santacruz (East), Mumbai - 400 055 Dear Sir,
I /We hereby state and declare that I have received, read and understood the below mentioned documents to my satisfaction and understood the voluntary clauses mutually agreed between us. 1. I / We have received and read the document stating the Rights & Obligations of stock broker/trading member, sub-broker and client for trading on exchanges (including additional rights & obligations in case of internet/wireless technology based trading). 2. I / We have received and read the Document detailing risks associated with dealing in the securities market in the Risk Disclosure document. 3. I / We have received and read the Guidance note detailing do's and don'ts for trading on exchange, for the education of the investors. 4. I / We have received and read the Document describing significant policies and procedures of the stock broker and also the tariff structure. 5. I / We have received and read the Document describing Rights and Obligations of Beneficial Owner and Depository Participant as prescribed by SEBI and Depositories for the purpose of opening a Demat account. I have got a clear idea about all brokerage, commissions, fees and other charges levied by the Sunidhi Securities & Finance Ltd for trading and Depository account as per the relevant provisions/ guidelines specified by SEBI/Stock exchanges. I hereby acknowledge the same.
To, Sunidhi Securities & Finance Ltd. Kalpataru Inspire, Unit1, 8th Floor, Opp. Grand Hyatt Hotel, Santacruz (East), Mumbai - 400 055 Dear Sirs, Re: Letter of Authority for maintaining a Running Account for me/us in the Cash, F&O, Currency Derivative segments for NSE / BSE & MCX-SX I / We have been regularly trading and investing, or plan to do so, through you on either/all of the Exchanges i.e. BSE, NSE and MCX-SX. To facilitate and ease of the accounting operations I / we expressly authorize you as under: Authority : 1. To maintain a running account for all my / our trades through all the Exchanges, instead of a settlement to settlement clearance of dues and/or delivery of securities to me/ us. I agree that no interest shall be payable by you on the credit balances that may arise from time to time in my/our account. 2. To retain any/all the deliveries of shares purchased by me/ us and /or the credit amounts due to me/ us, beyond the pay – out date and the time interval specified by the relevant authorities, so as to use the same towards margin deposit, inter settlement adjustment of my/our present and future obligations and also retain the funds expected to be required to meet my/our margin obligations for next 5 trading days, calculated in the manner specified by the Exchanges and or inter-Exchange adjustment of my/our obligations or up to such time that I/ we ask you to transfer / release the same to my / our account. 3. To maintain a running account through any/all Exchange(s) towards my/ our margin obligations and / or settlement obligations including those in Futures & options segment of NSE / BSE & MCX-SX. 4. To retain/hold any/all of our funds available with you on our account, till such time that I /we request you to release the same within one working day. 5. To automatically adjust/appropriate any/all my/our deliveries of securities on inter- settlement basis on my/our instructions, either oral or written for all the instances where any/all securities purchased by me/us, are still lying with you on our account. I / we agree that such inter settlement adjustment may be in the same Stock Exchange or across the Exchanges. Declaration/ undertaking: 1. I / we also state that any dispute if arising from the statement of account or statement of securities or settlement so made as hereinabove shall be brought to your notice preferably within 7 working days from the date of receipt of funds / securities or statement, as the case may be.( the statement of funds, ie ledger and statement of securities should display all receipts and deliveries of funds and securities) 2. I/We undertake to reconcile our accounts, both financial and securities with you and carry out the actual settlement of funds & securities at least once Monthly/Every financial quarter. 3. I / we state that I / we may revoke the above authorization with written notice at any time to you. However, I /we state and confirm that the aforesaid authorization shall be subject to renewal at least once a year and shall subsist for that year in which it has been renewed. Thanking you, Yours truly,
Client Name
Note : To be signed by client and not by POA
To, Sunidhi Securities & Finance Ltd. Kalpataru Inspire, Unit1, 8th Floor, Opp. Grand Hyatt Hotel, Santacruz (East), Mumbai - 400 055 Dear Sirs, Re:Letter of General Authority for ease of Accounting Operations for me/us in the Cash, F&O, Currency Derivative segments for NSE/BSE & MCX-SX I/We will be regularly trading and investing, or plan to do so, through you on either / all of the Exchanges i.e. BSE, NSE and MCX-SX. To facilitate and ease the accounting operations I / We expressly authorize you as under. Authority : To accept any/all of my / our orders for purchase / sale of shares & securities which shall be given on telephone, short messaging service, any electronic mode or orally during my/our visit to your office (s). To Avoid unnecessary and cumbersome paper work, I / We authorize you not to provide me/us any order modification / cancellation slips. Also I / We authorize you not to provide me / us any order confirmation / and/or trade confirmation slips as the required details are available from contracts issued by you. To undertake any inter-account transfers of balances available between various segments of SEBI registered Exchanges, which are BSE / NSE / MCX - SX / Capital Market segment and BSE / NSE / MCX - SX / Derivatives segment and BSE / NSE / MCX - SX / Currency Segment. To deposit / pledge the securities given as collateral with the Exchange/Clearing Corporation / Clearing House towards margin. Declaration / undertaking : I / We declare that all trades entered by me/us with you on BSE / NSE / MCX-SX are for my / our personal / family account. I / We confirm that I / We do not act on behalf of any other constituent and all trades executed under my client code belong to me / us and that we do not issue any contracts / trade confirmations to any one. Trading of all Exchange is in Electronic Mode, based on VSAT, leased line, ISDN, Modern and VPN, combination of technologies and computer systems to place and route orders. We understand that there exists a possiblity of communication failure or system problems or slow or delayed response from system or trading halt, of any such other problem / glitch whereby not being able to establish access to the trading system / network, which may be beyond your control and may result in delay in processing or note processing buy or sell Orders either in part in full. I / We agree I / We shall be fully liable and responsible for any such problems / fault. I / We undertake to abide by all the requisite Statutory Provisions and shall not violate or contravene any of the provisions of the Securities and Exchange Board of India, Act and the various Rules and Regulations framed there under. Similarly, I / We undertake to abide by all the requisite Statutory Provisions and shall not violate or contravene any of the provisions of the Exchanges, their Rules, Bye laws and Regulations and any other Statutory Act that may be in force. Thanking you, Yours truly,
Date:
To, Sunidhi Securities & Finance Ltd. Kalpataru Inspire, Unit1, 8th Floor, Opp. Grand Hyatt Hotel, Santacruz (East), Mumbai - 400 055 Dear Sirs, 1. I/We agree to receive contract Notes/bills/ledger accounts/Qty Statements/Margin Statement etc for my / our transactions in any form (physical or Electronic) as deemed fit by you. I/We confirm that once you send the said documents at my / our email ID. You may treat the same as received by me/us. Non-receipt of bounced mail notification shall amount to delivery of contract note at the our email-id. Incase of any query. I/We shall intimate you within 24 hours thereof at your designated email ID : support@sunidhi.com
2. Incase of any change in my / our email ID, I/We undertake to intimate the same to you in writing. 3. The Member will arrange to pay stamp duty on contract notes on a consolidated basis at the end of month. 4. We understand that these digital contract notes are valid legal contracts as per stock exchange / SEBI rules and recognized under Income Tax act as well as other acts in India.
The member discloses herewith that it undertakes Proprietary trading, Arbitrage as well as investment in addition to client based trading.
Signed for any on behalf of
Signed for and on behalf of Client
To, Sunidhi Securities & Finance Ltd. Kalpataru Inspire, Unit1, 8th Floor, Opp. Grand Hyatt Hotel, Santacruz (East), Mumbai - 400 055 In reference to my/our dealings with you as your client, I/We hereby authorize the following persons to collect and acknowledge various documents such as contracts, bills, ledger statements, cheques or any other documents on my / our behalf and the same will be binding on me/us :
I have observed and understood the Dipository Tariff structure for Basic Service Demat Account(BSDA) and Normal Demat Account. Hence I undertake as follows:
Client Signature:
Statements: 1. Client holding statement will be provided on quarterly basis,if client has not done any transaction during that quarter. 2.Charges/services standards are subject to revision as per CDSL and SEBI guidline and will be informed by circulars sent by ordinary post or E-mail 3.Value of transaction will be accordance with the rates provided by CDSL 4.Financial year i.e. April 1 to March 31 will be considered for Annual Maintainance Charges.Transaction Charges will payble monthly. Charges quoted are for services listed.Any service not quoted will be charged seperately. 5. All instruction for transfer must be received at the designated office(s) of DP at least 24 hours before the execution date or the pay-in deadline.Any instruction receive bayond the specified time limit would be executed on best effort basis and DP won't be responsible for any kind of failure or non-execution of those trades. 6. Non-payment of bills within time limit will attract penal interest of 18% per annum of the bill is not paid after 1month of due date the DP account will be suspended till the bill is paid. 7. In case of Corporate Account CDSL annual maintainance charge of Rs. 500(pro-rata) will be charged.
Annexure 2.5
Sunidhi Securities & Finance Ltd. Kalpataru Inspire, Unit1, 8th Floor, Opp. Grand Hyatt Hotel, Santacruz (East), Mumbai - 400 055 I / We hereby state that: [Select one of the options given below] OPTION 1: I / We require you to issue Delivery Instruction Slip (DIS) booklet to me / us immediately on opening my / our CDSL account though I / we have issued a Power of Attorney (POA) / executed PMS agreement in favour of / with (name of the attorney / Clearing Member / PMS manager) for executing delivery instructions for setting stock exchange trades [settlement related transactions] effected through such Clearing Member / by PMS manager.
OR
OPTION 2: I / We do not require the Delivery Instruction Slip (DIS) for the time being, since I / We have issued a POA / executed PMS agreement in favour of / with (name of the attorney / Clearing Member / PMS manager) for executing delivery instructions for setting stock exchange trades [settlement related transactions] effected through such Clearing Member / by PMS manager. However, the Delivery Instruction Slip (DIS) booklet should be issued to me / us immediately on my / our request at any later date.
(Please Tear Here)
Received OPTION FORM FOR ISSUE / NON ISSUE OF DIS BOOKLET from :
OPTION FORM FOR ISSUE OF DIS BOOKLET
